Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Harris is a financial advisor with over 18 years of experience in the financial services industry. Thomas has a Series 66, Series 7, Series 9, Series 10 and SIE licenses and has held positions with IDS Life Insurance Company and Ameriprise Financial Services, LLC. Thomas currently works as a Financial Advisor at Ameriprise Financial Services, LLC in Dallas, TX. Thomas's office is located at 5960 Berkshire Ln Ste 1200, Dallas, TX, 75225. Thomas is a Certified Financial Planner. Thomas provides services such as asset allocation services, financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
06/22/2005 - Present
Ameriprise Financial Services, LLC (DALLAS TX)
MN
06/08/2005 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 06/21/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/10/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/18/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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