Unclaimed
Thomas Blake Grant is a financial professional with over 20 years of experience in the industry. Thomas is currently registered with The Leaders Group, Inc. Thomas has held previous positions with SAYBRUS EQUITY SERVICES, LLC, CAPITAL BROKERAGE CORPORATION, GWFS EQUITIES, INC., and WACHOVIA SECURITIES, INC. Thomas is licensed to offer securities in Alabama, Florida, Louisiana and Mississippi. Thomas holds Series 6, Series 26, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
02/12/2020 - Present
THE Leaders Group, Inc. (LITTLETON CO)
CT
08/23/2016 - 01/29/2020
SAYBRUS EQUITY SERVICES, LLC (HARTFORD CT)
VA
06/09/2014 - 03/04/2016
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
CO
05/25/2011 - 04/19/2014
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
VA
05/19/2003 - 01/20/2011
CAPITAL BROKERAGE CORPORATION (RICHMOND VA)
MO
04/24/2001 - 05/22/2003
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
BC
Issued 04/26/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/07/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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