Invested Better
Unclaimed

Unclaimed

Unclaimed

Thomas Blake Grant

THE Leaders Group, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Thomas? Claim Your Profile

About Thomas Blake Grant

Thomas Blake Grant is a financial professional with over 20 years of experience in the industry. Thomas is currently registered with The Leaders Group, Inc. Thomas has held previous positions with SAYBRUS EQUITY SERVICES, LLC, CAPITAL BROKERAGE CORPORATION, GWFS EQUITIES, INC., and WACHOVIA SECURITIES, INC. Thomas is licensed to offer securities in Alabama, Florida, Louisiana and Mississippi. Thomas holds Series 6, Series 26, and Series 63 licenses.

Firm Information

Thomas Grant is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Thomas Grant’s Registration & Firm History

CO

02/12/2020 - Present

THE Leaders Group, Inc. (LITTLETON CO)

CT

08/23/2016 - 01/29/2020

SAYBRUS EQUITY SERVICES, LLC (HARTFORD CT)

VA

06/09/2014 - 03/04/2016

CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)

CO

05/25/2011 - 04/19/2014

GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)

VA

05/19/2003 - 01/20/2011

CAPITAL BROKERAGE CORPORATION (RICHMOND VA)

MO

04/24/2001 - 05/22/2003

WACHOVIA SECURITIES, INC. (ST. LOUIS MO)

Not sure if Thomas Blake Grant is right for you?

Licenses & Designations

BC

Issued 04/26/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/07/2005

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/23/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Thomas Blake Grant. Review regulatory record here.
Not sure if Thomas Blake Grant is right for you?