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Thomas Blackwell West

Valic Financial Advisors, Inc.

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About Thomas Blackwell West

Thomas Blackwell West is a financial advisor at Valic Financial Advisors, Inc. Thomas has been in the industry since May 1996. Thomas is licensed to provide investment advice and services in California, Colorado, Delaware, District of Columbia, Florida, Georgia, Illinois, Louisiana, Maryland, Missouri, New Jersey, New York, North Carolina, Ohio, South Carolina, and Virginia. Thomas is registered with FINRA and the SEC.

Firm Information

Thomas West is currently registered with Valic Financial Advisors, Inc.. Valic Financial Advisors, Inc. is a corporation formed in November 1996, headquartered in Houston, Texas. The firm offers financial planning, portfolio management for individuals, and selection of other advisers, among other services. They also have a wrap fee program and manage assets for both high-net-worth individuals and individuals other than high-net-worth. The firm is registered with the SEC and has a total of 52 state registrations. As of the most recent reporting period, the firm reported approximately $25.25 billion in regulatory assets under management.
Valic Financial Advisors, Inc.

2929 ALLEN PKWY; L7-20

HOUSTON, TX 77019

$25.25B

Assets Under Management

12

Total Clients

1,266

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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recommend wrap accounts to clients

Recommend wrap accounts to clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas West’s Registration & Firm History

MD

03/25/2002 - Present

Valic Financial Advisors, Inc. (LINTHICUM HEIGHTS MD)

TX

05/24/1996 - 12/31/2001

THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)

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Licenses & Designations

BOTH

Issued 08/21/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/15/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/01/2001

Series 7 - General Securities Representative Examination

BC

Issued 05/23/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Thomas Blackwell West. Review regulatory record here.
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