Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Hammann is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Thomas has been in the financial services industry since 1986. Thomas has a wide range of experience and licenses. Thomas holds the Series 7, 9, 10, and 63 securities licenses, as well as the Series 65 investment advisor license. Thomas is currently registered in 23 states to provide investment advisory and brokerage services. Thomas has previously worked at Morgan Stanley and RBC Capital Markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NV
06/11/2020 - Present
Wells Fargo Advisors Financial Network, LLC (RENO NV)
NV
01/06/2014 - 06/05/2020
MORGAN STANLEY (RENO NV)
CA
03/09/2002 - 02/03/2014
RBC CAPITAL MARKETS, LLC (EL DORADO HILLS CA)
CA
05/01/1992 - 03/09/2002
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NY
04/11/1988 - 05/15/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
10/30/1987 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
09/29/1986 - 11/03/1987
PAINEWEBBER INCORPORATED
IA
Issued 08/16/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/15/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/05/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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