Unclaimed
Thomas Dynes has been an active investment advisor for over 20 years. He is a registered representative and investment advisor representative with PNC Investments. Thomas has previously held roles with J.J.B. Hilliard, W.L. Lyons, Inc., PNC Brokerage Corp, and Morgan Stanley DW Inc. Thomas has a strong background in the securities industry, holding the Series 7, Series 31, and Series 66 licenses. Thomas has experience working with a wide range of clients, including high-net-worth individuals, corporations, pension plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
OH
01/01/2004 - Present
PNC Investments (CINCINNATI OH)
KY
06/01/2002 - 01/01/2004
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
PA
03/05/2002 - 06/01/2002
PNC BROKERAGE CORP (PITTSBURGH PA)
NY
10/30/2000 - 02/26/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 11/08/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 10/27/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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