Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Bernard Duffy is a securities professional with over 10 years of experience in the financial services industry. Thomas is currently registered with Foreside Fund Services, LLC and is licensed to sell securities in all 50 states. Thomas has a strong background in both retail and institutional sales and has a proven track record of success. Thomas previously worked at Fidelity Distributors Company LLC and Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MA
03/28/2024 - Present
Foreside Fund Services, LLC (Boston MA)
RI
03/25/2014 - 08/01/2022
FIDELITY DISTRIBUTORS COMPANY LLC (SMITHFIELD RI)
NH
09/05/2012 - 02/14/2014
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
BOTH
Issued 02/07/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/14/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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