Unclaimed
Thomas Paine is a financial advisor with Centaurus Financial, Inc. located in Arroyo Grande, CA. Thomas Paine is a registered investment advisor and broker with over 30 years of experience in the financial industry. Thomas Paine offers a variety of financial services, including financial planning, portfolio management, and insurance products. Thomas Paine is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
07/21/2022 - Present
Centaurus Financial, Inc. (ARROYO GRANDE CA)
NJ
10/31/1996 - 05/16/2006
G - W BROKERAGE GROUP, INC. (BEVERLY NJ)
CA
04/07/1994 - 10/29/1996
MONTEREY BAY SECURITIES, INC. (APTOS CA)
CA
12/09/1992 - 03/30/1994
JACKSON NATIONAL FINANCIAL SERVICES, INC. (LOS ANGELES CA)
IA
Issued 06/09/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/07/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2010
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 09/25/1996
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 12/07/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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