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Thomas Benjamin Paine

Centaurus Financial, Inc.

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About Thomas Benjamin Paine

Thomas Paine is a financial advisor with Centaurus Financial, Inc. located in Arroyo Grande, CA. Thomas Paine is a registered investment advisor and broker with over 30 years of experience in the financial industry. Thomas Paine offers a variety of financial services, including financial planning, portfolio management, and insurance products. Thomas Paine is committed to helping clients reach their financial goals.

Firm Information

Thomas Paine is currently registered with Centaurus Financial, Inc.. Centaurus Financial, Inc. is a corporation formed in August 1992 and headquartered in Anaheim, California. The firm provides a variety of advisory services including financial planning, pension consulting, educational seminars, market timing services, publication of periodicals, selection of other advisors, portfolio management for businesses and individuals, and wrap fee programs. Centaurus Financial, Inc. serves a wide range of clients including individuals, businesses, high-net-worth individuals, and corporations. The firm has regulatory assets under management exceeding $6.2 billion, including discretionary and non-discretionary accounts.
Centaurus Financial, Inc.

2300 EAST KATELLA AVE

ANAHEIM, CA 92806

$6.28B

Assets Under Management

Not reported

Total Clients

510

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Paine’s Registration & Firm History

CA

07/21/2022 - Present

Centaurus Financial, Inc. (ARROYO GRANDE CA)

NJ

10/31/1996 - 05/16/2006

G - W BROKERAGE GROUP, INC. (BEVERLY NJ)

CA

04/07/1994 - 10/29/1996

MONTEREY BAY SECURITIES, INC. (APTOS CA)

CA

12/09/1992 - 03/30/1994

JACKSON NATIONAL FINANCIAL SERVICES, INC. (LOS ANGELES CA)

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Licenses & Designations

IA

Issued 06/09/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/07/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/13/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/09/2010

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 09/25/1996

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 12/07/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Thomas Benjamin Paine. Review regulatory record here.
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