linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Thomas Bell Morris

Northwestern Mutual Investment Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Thomas? Claim Your Profile

About Thomas Bell Morris

Thomas Morris is a financial advisor with over 18 years of experience in the industry. Thomas has a strong background in securities and investments, holding Series 7, 9, 10, 66, SIE, and 99TO licenses. Currently, Thomas works with Northwestern Mutual Investment Services, LLC in LOUISVILLE, KY. Thomas is registered with the state of Kentucky and 51 other states, as well as with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Thomas's previous experience includes working with BB&T Investment Services, INC. Thomas is registered to provide investment advice, as well as brokerage services, across a broad range of investment products.

Firm Information

Thomas Morris is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Referral fees

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Thomas Morris’s Registration & Firm History

KY

07/10/2009 - Present

Northwestern Mutual Investment Services, LLC (LOUISVILLE KY)

KY

05/21/2004 - 11/03/2008

BB&T INVESTMENT SERVICES, INC. (LOUISVILLE KY)

Not sure if Thomas Bell Morris is right for you?

Licenses & Designations

BOTH

Issued 09/27/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/23/2009

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/09/2009

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/20/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Thomas Bell Morris. Review regulatory record here.
Not sure if Thomas Bell Morris is right for you?