Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Beattie is a financial professional with over 20 years of experience in the industry. Thomas is currently registered with Robinhood Financial, LLC. Previously, Thomas was registered with Raymond James & Associates, Inc., Citigroup Global Markets Inc., Spire Securities, LLC, Pinnacle Capital Markets, LLC, StanChart Securities International, Inc., Hornor, Townsend & Kent, Inc., and AXA Advisors, LLC. Thomas holds the Series 7, 9, 10, 24, 52, 53, 63, 66, and SIE licenses. Thomas is registered in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
01/04/2021 - Present
Robinhood Financial, LLC (Lake Mary FL)
FL
04/01/2019 - 10/08/2020
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST PETERSBURG FL)
FL
01/18/2019 - 10/08/2020
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
11/26/2013 - 01/02/2019
CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)
VA
10/04/2012 - 10/31/2013
SPIRE SECURITIES, LLC (RESTON VA)
NC
04/16/2012 - 05/16/2012
PINNACLE CAPITAL MARKETS, LLC (RALEIGH NC)
FL
08/25/2010 - 04/02/2012
STANCHART SECURITIES INTERNATIONAL, INC. (MIAMI FL)
NC
10/13/2009 - 10/30/2009
HORNOR, TOWNSEND & KENT, INC. (DURHAM NC)
NC
06/08/2000 - 09/04/2009
AXA ADVISORS, LLC (RALEIGH NC)
BC
Issued 04/28/2004
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 12/19/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/24/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/08/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/25/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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