Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Baker Hayn is a financial advisor at Wells Fargo Clearing Services, LLC, with over 19 years of experience in the financial services industry. Thomas is a Registered Representative and Investment Advisor Representative. Thomas has been registered with Wells Fargo Clearing Services, LLC since June 2023. Prior to that, Thomas was a Registered Representative and Investment Advisor Representative at Citizens Securities, Inc. from December 2016 to June 2023. Thomas also worked as a Registered Representative and Investment Advisor Representative at Santander Securities LLC from August 2014 to January 2017. Thomas is licensed in Arizona, Delaware, Florida, Maryland, Massachusetts, New Jersey, Pennsylvania and Virginia. Thomas specializes in providing financial planning, investment consulting, and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
PA
06/26/2023 - Present
Wells Fargo Clearing Services, LLC (RADNOR PA)
PA
12/27/2016 - 06/30/2023
CITIZENS SECURITIES, INC. (DOWNINGTOWN PA)
PA
08/14/2014 - 01/06/2017
SANTANDER SECURITIES LLC (WAYNE PA)
PA
01/18/2005 - 08/08/2014
NEW ENGLAND SECURITIES (NEWTOWN SQUARE PA)
GA
08/03/2004 - 11/24/2004
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 11/29/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/20/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2008
Series 7 - General Securities Representative Examination
BC
Issued 08/02/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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