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Thomas Babiak

Neuberger Berman BD LLC

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About Thomas Babiak

Thomas Babiak is a registered representative of Neuberger Berman BD LLC. Thomas has been in the industry since 2022. Thomas holds the Series 79TO and SIE licenses and is currently registered with FINRA and Neuberger Berman BD LLC. Thomas's previous employer was Moelis & Company LLC. Thomas specializes in Investment Banking.

Firm Information

Thomas Babiak is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Babiak’s Registration & Firm History

NY

08/07/2024 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

07/16/2022 - 07/09/2024

MOELIS & COMPANY LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/16/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 06/10/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Babiak.
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