Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Ingles is a financial advisor at Robert W. Baird & Co. Inc. with over 24 years of experience in the industry. Thomas Ingles has been registered with the firm since January 2018, and previously worked at Stifel, Nicolaus & Company, Incorporated, Legg Mason Wood Walker, Incorporated, and Heartland Securities Corp. Thomas Ingles holds several licenses, including Series 7, Series 24, Series 55, Series 57TO, and Series 63. Thomas Ingles specializes in a variety of financial products and services, including stocks, bonds, mutual funds, exchange-traded funds, and options. Thomas Ingles works with a wide range of clients, including individuals, families, businesses, and institutions. Thomas Ingles is committed to providing his clients with personalized financial advice and strategies that meet their individual needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
NY
01/22/2018 - Present
Robert W. Baird & Co. Inc. (New York NY)
NY
12/01/2005 - 01/19/2018
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
MD
04/28/2003 - 12/01/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NJ
09/05/2001 - 10/01/2002
HEARTLAND SECURITIES CORP. (EDISON NJ)
NJ
11/17/1998 - 04/03/2000
HEARTLAND SECURITIES CORP. (EDISON NJ)
NE
02/26/1996 - 04/30/1997
DATEK SECURITIES CORP. (OMAHA NE)
NY
07/22/1995 - 02/14/1996
CANTOR FITZGERALD SECURITIES (NEW YORK NY)
IA
10/18/1994 - 05/01/1995
ENERIC FINANCIAL SERVICES, INC. (FAIRFIELD IA)
BC
Issued 11/04/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/17/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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