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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Hutcheson is an investment advisor representative with Morgan Stanley. Thomas has been in the industry since 1992 and has experience working at several other firms, including Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Banc of America Investment Services, Inc., NationsSecurities, MetLife Securities Inc., and Metropolitan Life Insurance Company. Thomas is registered with the Securities and Exchange Commission (SEC) and is also a registered representative in 41 states. Thomas has a variety of designations and certifications and offers a range of services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MD
04/15/2020 - Present
Morgan Stanley (Annapolis MD)
MD
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BALTIMORE MD)
MD
02/15/2000 - 04/02/2007
MORGAN STANLEY DW INC. (BALTIMORE MD)
MA
01/01/1998 - 03/01/2000
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NA
04/28/1994 - 01/01/1998
NATIONSSECURITIES
MA
12/03/1987 - 09/18/1989
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
12/03/1987 - 09/18/1989
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 12/15/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/24/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/18/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 06/09/1994
Series 7 - General Securities Representative Examination
BC
Issued 12/01/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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