Unclaimed
Thomas Hufton is an investment advisor representative who has been in the industry since April 2008. Thomas is currently registered with Ameriprise Financial Services, LLC and has held previous registrations with CETERA INVESTMENT SERVICES LLC. Thomas is licensed to provide investment advice in Arizona, Florida, Illinois, Indiana, Michigan, and Nevada. Thomas holds the Series 7, Series 63, and Series 65 securities licenses. Thomas specializes in portfolio management for businesses and individuals, as well as financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MI
05/05/2023 - Present
Ameriprise Financial Services, LLC (Fenton MI)
MI
04/24/2008 - 05/05/2023
CETERA INVESTMENT SERVICES LLC (FENTON MI)
IA
Issued 12/18/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/28/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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