Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Hoover is a financial advisor with Principal Securities, Inc., a financial firm with headquarters in Des Moines, Iowa. Thomas has been in the financial services industry since 2000 and has worked at a variety of financial firms including Northwestern Mutual Investment Services, LLC, Robert W. Baird & Co. Incorporated, and Signator Investors, Inc. Thomas holds a Series 6, 7, and 66 license as well as the SIE exam certification. Thomas's office is located in Cape Coral, FL, and Thomas is registered with the state of Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
FL
04/15/2024 - Present
Principal Securities, Inc. (CAPE CORAL FL)
FL
10/24/2022 - 05/24/2023
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (FORT MYERS FL)
FL
04/14/2020 - 09/21/2022
PARK AVENUE SECURITIES LLC (FORT MYERS FL)
WI
07/12/2005 - 02/07/2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
MA
02/05/2005 - 06/30/2005
SIGNATOR INVESTORS, INC. (BOSTON MA)
WI
03/03/2000 - 11/04/2004
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
03/03/2000 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 05/30/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/26/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2006
Series 7 - General Securities Representative Examination
BC
Issued 03/02/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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