Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas B. Gotsch is a financial professional with experience in the investment banking industry. Thomas has passed the Series 63, Series 79TO, and SIE exams and is currently registered with TD Securities (USA) LLC. Previously, Thomas worked for Cowen and Company and MHT Securities, LP in San Francisco, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/08/2024 - Present
TD Securities (usa) LLC (New York NY)
CA
10/01/2020 - 04/11/2024
COWEN AND COMPANY (San Francisco CA)
CA
07/31/2020 - 10/20/2020
MHT SECURITIES, LP (SAN FRANCISCO CA)
BC
Issued 09/19/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/31/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/25/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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