Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Anderson is a financial advisor currently registered with Wells Fargo Clearing Services, LLC, located in Westport, CT. Thomas has been in the financial industry since 1992. Thomas has a strong track record of success in providing investment advice to individuals, businesses, and institutions. Thomas is also a registered Investment Advisor, meaning they can offer investment advice on a fee-only basis. Thomas is dedicated to providing their clients with personalized service and sound investment advice. Their goal is to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
06/28/2024 - Present
Wells Fargo Clearing Services, LLC (WESTPORT CT)
NY
04/17/2014 - 04/28/2023
J.P. MORGAN SECURITIES LLC (White Plains NY)
NY
01/02/2002 - 04/08/2014
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
04/03/2000 - 01/02/2002
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NY
10/30/1996 - 03/27/2000
HERZOG, HEINE, GEDULD, INC. (NEW YORK NY)
MA
01/11/1993 - 10/23/1996
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NA
12/01/1992 - 01/14/1993
REICH & CO., INC.
NA
06/08/1992 - 12/01/1992
REICH & CO., INC.
IA
Issued 10/06/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/29/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/05/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 12/14/1998
Series 24 - General Securities Principal Examination
BC
Issued 07/07/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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