Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Avino is a financial professional with over 20 years of experience in the industry. Thomas currently works at Citigroup Global Markets Inc. in NEW YORK, NY, where he is registered as a broker. Thomas has held previous positions with a number of firms including COMMONWEALTH CAPITAL SECURITIES CORP. and J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. Thomas is a Series 7, 24, 31 and 63 licensed professional. Thomas has a strong background in asset allocation and portfolio management. Thomas specializes in working with high-net-worth individuals, corporations, and charitable organizations. Thomas is committed to providing clients with personalized financial advice and strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
09/14/2016 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
03/23/2011 - 12/31/2014
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
FL
04/01/2008 - 08/20/2009
COMMONWEALTH CAPITAL SECURITIES CORP. (CLEARWATER FL)
FL
04/11/2002 - 08/15/2007
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (TAMPA FL)
MO
11/04/1999 - 02/19/2002
EDWARD JONES (ST. LOUIS MO)
NY
02/03/1999 - 10/26/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MN
06/02/1997 - 02/23/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
06/02/1997 - 02/23/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 02/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/10/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/11/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 05/27/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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