Unclaimed
Thomas Austin Gilmartin is a financial professional with over 20 years of experience in the securities industry. Thomas has held positions at several prominent firms, including FIS Brokerage & Securities Services LLC and CIBC World Markets Corp. Thomas is currently registered with Flextrade LLC, and holds a variety of licenses including Series 7, 6, 55 and 63. The advisor specializes in providing investment advice and guidance to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/31/2019 - Present
Flextrade LLC (GREAT NECK NY)
NJ
02/13/2009 - 05/22/2019
FIS BROKERAGE & SECURITIES SERVICES LLC (JERSEY CITY NJ)
NY
09/12/2006 - 01/09/2007
CALYON SECURITIES (USA) INC (NEW YORK NY)
NY
04/18/1997 - 11/23/2004
CIBC WORLD MARKETS CORP. (NEW YORK NY)
MD
10/18/1996 - 04/07/1997
M&T SECURITIES, INC. (BALTIMORE MD)
BC
Issued 11/07/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/06/1997
Series 7 - General Securities Representative Examination
BC
Issued 10/17/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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