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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Atticus Norris is a financial advisor registered with Morgan Stanley. Thomas Norris has been in the industry since June 2001 and has been with Morgan Stanley since June 2009. Thomas Norris has a Series 7 and 63 license and a Series 65 license. Thomas Norris is registered in several states. Thomas Norris's clients include individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and insurance companies. The services provided include portfolio management for individuals, corporations, and investment companies, financial planning, pension consulting, selection of other advisors, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
AL
03/19/2012 - Present
Morgan Stanley (Birmingham AL)
AL
02/29/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BIRMINGHAM AL)
AL
05/15/2006 - 03/12/2008
UBS FINANCIAL SERVICES INC. (MONTGOMERY AL)
BC
Issued 06/09/2006
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/05/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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