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Thomas Atkinson

Capital ONE Securities, Inc.

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About Thomas Atkinson

Thomas Atkinson is a financial advisor with Capital One Securities, Inc. Thomas has been in the financial industry since 2019 and has experience with J.P. Morgan Securities LLC and JOSEPH GUNNAR & CO. LLC. Thomas is licensed in 11 states and has passed the Series 7 and Series 63 exams. Thomas’s current office location is in New York, NY at 299 Park Avenue.

Firm Information

Thomas Atkinson is currently registered with Capital ONE Securities, Inc.. Capital ONE Securities, Inc. is a Corporation formed in April 2000 and approved in multiple states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Atkinson’s Registration & Firm History

NY

01/29/2024 - Present

Capital ONE Securities, Inc. (New York NY)

NY

12/10/2020 - 02/22/2022

JOSEPH GUNNAR & CO. LLC (NEW YORK NY)

NY

11/07/2012 - 09/01/2016

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/07/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/06/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Thomas Atkinson.
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