Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Arthur Schulenberg is a financial professional with over 30 years of experience in the industry. Thomas is currently registered with RBC Capital Markets, LLC and holds licenses in multiple states including Minnesota, Texas, and others. Prior to joining RBC, Thomas worked at firms including Stifel, Nicolaus & Company, Incorporated and John G. Kinnard and Company, Incorporated. Thomas has a wide range of experience and expertise, offering investment advisory services to individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
03/31/2017 - Present
RBC Capital Markets, LLC (WAYZATA MN)
MO
12/15/2000 - 07/20/2005
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
MN
02/13/1998 - 12/18/2000
JOHN G. KINNARD AND COMPANY, INCORPORATED (MINNEAPOLIS MN)
TX
09/01/1994 - 03/05/1998
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
NA
07/19/1993 - 09/01/1994
HAMILTON INVESTMENTS, INC.
NA
03/02/1993 - 07/19/1993
CRAIG-HALLUM, INC.
IA
Issued 09/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/30/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 02/25/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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