Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Saunders is a financial advisor with over 40 years of experience in the industry. Thomas has been registered with Raymond James & Associates, Inc. since July 2021. Prior to that, Thomas worked at Morgan Stanley Smith Barney for over a decade. Thomas has a broad range of experience in providing financial advice to individuals, businesses, and institutions. Thomas is a registered representative and investment advisor, and holds the Series 3, 7, and 63 licenses, as well as the Series 65 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
10/25/2022 - Present
Raymond James & Associates, Inc. (Leawood KS)
MO
06/01/2009 - 07/19/2021
MORGAN STANLEY (KANSAS CITY MO)
MO
07/31/1998 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (KANSAS CITY MO)
NY
11/14/1994 - 08/12/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
07/17/1984 - 11/22/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
03/08/1979 - 03/04/1985
E. F. HUTTON & COMPANY INC
NA
02/01/1979 - 04/26/1979
REINHOLDT & GARDNER INCORPORATED
IA
Issued 03/21/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/27/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/1987
Series 3 - National Commodity Futures Examination
BC
Issued 01/20/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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