Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Arthur Munroe is a financial professional with over 35 years of experience in the securities industry. Thomas has been associated with Merrill Lynch, Pierce, Fenner & Smith Inc. since January 1989. Prior to that, Thomas was registered with Shearson Lehman Hutton Inc. and E. F. Hutton & Company Inc. Thomas holds the Series 3, 7, 63, and 65 licenses and the SIE designation. Thomas has a current registration with FINRA as well as registrations with the states of Michigan, Texas, and several others. Thomas has a background in portfolio management for individuals and businesses. Thomas is the owner of TAM TRADING LLC, a limited liability company that invests in stocks, bonds, and options.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
08/16/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MUSKEGON MI)
NA
02/15/1988 - 01/27/1989
SHEARSON LEHMAN HUTTON INC.
NA
02/26/1987 - 02/15/1988
E. F. HUTTON & COMPANY INC
IA
Issued 10/07/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/09/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1987
Series 3 - National Commodity Futures Examination
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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