Unclaimed
Thomas Meder is a financial professional with over 30 years of experience in the financial services industry. Currently registered with Apex Clearing Corp., Thomas has a strong background in both brokerage and investment advisory services. Previous employers include Velocity Clearing, LLC, ViewTrade Securities, Inc., Pershing LLC, BNY ESI & CO., INC., BNY Brokerage, Inc. and Dean Witter Reynolds Inc. Thomas holds the Series 7, Series 9, Series 10, Series 24, Series 52TO, Series 99TO and SIE licenses. Thomas is also licensed in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/17/2022 - Present
Apex Clearing Corp. (New York NY)
NJ
11/17/2021 - 04/12/2022
VELOCITY CLEARING, LLC (HAZLET NJ)
NJ
12/20/2017 - 11/19/2021
VIEWTRADE SECURITIES, INC. (Jersey City NJ)
NJ
05/18/1999 - 02/24/2016
PERSHING LLC (JERSEY CITY NJ)
NY
06/09/1998 - 04/14/1999
BNY ESI & CO., INC. (NEW YORK NY)
NY
12/10/1991 - 07/01/1998
BNY BROKERAGE, INC. (NEW YORK NY)
NY
02/12/1996 - 04/02/1996
BNY CAPITAL MARKETS INC. (NEW YORK NY)
NY
11/23/1988 - 12/04/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 01/30/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/28/1994
Series 24 - General Securities Principal Examination
BC
Issued 02/15/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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