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Thomas Arthur Meder

Apex Clearing Corp.

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About Thomas Arthur Meder

Thomas Meder is a financial professional with over 30 years of experience in the financial services industry. Currently registered with Apex Clearing Corp., Thomas has a strong background in both brokerage and investment advisory services. Previous employers include Velocity Clearing, LLC, ViewTrade Securities, Inc., Pershing LLC, BNY ESI & CO., INC., BNY Brokerage, Inc. and Dean Witter Reynolds Inc. Thomas holds the Series 7, Series 9, Series 10, Series 24, Series 52TO, Series 99TO and SIE licenses. Thomas is also licensed in New York.

Firm Information

Thomas Meder is currently registered with Apex Clearing Corp.. Apex Clearing Corp. is a corporation formed in December 1978. The firm is registered in 53 states and the District of Columbia and has 1 approved SEC registration. Apex Clearing Corp. has been subject to 47 regulatory events and 8 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

126

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Meder’s Registration & Firm History

NY

05/17/2022 - Present

Apex Clearing Corp. (New York NY)

NJ

11/17/2021 - 04/12/2022

VELOCITY CLEARING, LLC (HAZLET NJ)

NJ

12/20/2017 - 11/19/2021

VIEWTRADE SECURITIES, INC. (Jersey City NJ)

NJ

05/18/1999 - 02/24/2016

PERSHING LLC (JERSEY CITY NJ)

NY

06/09/1998 - 04/14/1999

BNY ESI & CO., INC. (NEW YORK NY)

NY

12/10/1991 - 07/01/1998

BNY BROKERAGE, INC. (NEW YORK NY)

NY

02/12/1996 - 04/02/1996

BNY CAPITAL MARKETS INC. (NEW YORK NY)

NY

11/23/1988 - 12/04/1991

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 01/30/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 09/28/1994

Series 24 - General Securities Principal Examination

BC

Issued 02/15/1994

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/19/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Thomas Arthur Meder.
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