Unclaimed
Thomas Honeycutt is a financial advisor with Morgan Stanley. Thomas has been in the financial services industry since 1991 and has extensive experience working with a wide range of clients, including high-net-worth individuals, corporations, and institutional investors. Thomas has a broad range of expertise in investment management, financial planning, and retirement planning. Previously, Thomas worked at E*TRADE SECURITIES LLC, WELLS FARGO CLEARING SERVICES, LLC, WELLS FARGO INVESTMENTS, LLC, FARMERS FINANCIAL SOLUTIONS, LLC, RBC DAIN RAUSCHER INC., WM FINANCIAL SERVICES, INC., WM FUNDS DISTRIBUTOR, INC., WM FUND SERVICES, INC., ZURICH KEMPER DISTRIBUTORS, INC., CIGNA FINANCIAL ADVISORS,INC., BARNETT INVESTMENTS, INC., JMC FINANCIAL CORPORATION, and OLYMPIC SECURITIES, INC. Thomas is a licensed Registered Representative and Investment Advisor Representative, holding licenses in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
UT
03/09/2017 - Present
Morgan Stanley (South Jordan UT)
UT
05/26/2021 - 09/05/2023
E*TRADE SECURITIES LLC (South Jordan UT)
UT
01/03/2011 - 12/22/2016
WELLS FARGO CLEARING SERVICES, LLC (SALT LAKE CITY UT)
UT
12/15/2010 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SALT LAKE CITY UT)
UT
04/22/2003 - 12/31/2008
FARMERS FINANCIAL SOLUTIONS, LLC (AMERICAN FORK UT)
NY
02/12/2001 - 03/28/2003
RBC DAIN RAUSCHER INC. (NEW YORK NY)
CA
06/06/2000 - 02/13/2001
WM FINANCIAL SERVICES, INC. (IRVINE CA)
IA
08/17/1998 - 06/19/2000
WM FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
WA
08/17/1998 - 07/22/1999
WM FUND SERVICES, INC. (SEATTLE WA)
CA
07/07/1997 - 06/30/1998
WM FINANCIAL SERVICES, INC. (IRVINE CA)
IL
01/02/1997 - 07/17/1997
ZURICH KEMPER DISTRIBUTORS, INC. (CHICAGO IL)
PA
06/17/1996 - 08/23/1996
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
FL
11/04/1994 - 12/31/1994
BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)
MA
11/09/1988 - 11/04/1994
JMC FINANCIAL CORPORATION (BOSTON MA)
NA
11/21/1986 - 10/04/1988
OLYMPIC SECURITIES, INC.
BOTH
Issued 09/24/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/01/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/05/2023
Series 4 - Registered Options Principal Examination
BC
Issued 12/19/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/20/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/20/1990
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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