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Thomas Arthur Gumbert

Vanguard Advisers, Inc.

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About Thomas Arthur Gumbert

Thomas Gumbert is an investment advisor representative with Vanguard Advisers, Inc. Thomas has been in the securities industry since August 15, 2012 and has been registered with Vanguard Advisers, Inc. since June 5, 2018. Thomas has a Series 63, Series 7, Series 6 and SIE license. Thomas also holds a Certified Financial Planner designation. Thomas is registered to provide investment advisory services in North Carolina, Pennsylvania, and Texas. Thomas is also a registered representative of Vanguard Marketing Corporation.

Firm Information

Thomas Gumbert is currently registered with Vanguard Advisers, Inc.. Vanguard Advisers, Inc. is a registered investment advisor headquartered in Malvern, Pennsylvania. With a focus on portfolio management for individuals, businesses, and pooled investment vehicles, the firm offers comprehensive financial planning services and specializes in selecting other advisors. Vanguard Advisers manages over $333 billion in assets for clients, including high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. The firm has a strong online presence, with active profiles on LinkedIn, Facebook, Instagram, YouTube, Reddit, and Twitter.
Vanguard Advisers, Inc.

100 VANGUARD BLVD

MALVERN, PA 19355

$333.07B

Assets Under Management

151,862

Total Clients

2,326

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Gumbert’s Registration & Firm History

NC

11/10/2016 - Present

Vanguard Advisers, Inc. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 09/05/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/22/2015

Series 7 - General Securities Representative Examination

BC

Issued 08/15/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Arthur Gumbert.
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