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Thomas Arsenault

Southstate|duncanwilliams Securities Corp.

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About Thomas Arsenault

Thomas Arsenault is a securities professional with a focus on financial services. Thomas currently holds Series 7TO, Series 24, and Series 63 licenses. Thomas Arsenault's current employment is with Southstate|duncanwilliams Securities Corp. in Atlanta, Georgia.

Firm Information

Thomas Arsenault is currently registered with Southstate|duncanwilliams Securities Corp.. Southstate|duncanwilliams Securities Corp. is a corporation formed in March 1969. The firm is registered in 49 states and is approved for registration with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

81

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Arsenault’s Registration & Firm History

GA

04/15/2022 - Present

Southstate|duncanwilliams Securities Corp. (ATLANTA GA)

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Licenses & Designations

BC

Issued 10/04/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/12/2023

Series 24 - General Securities Principal Examination

BC

Issued 03/01/2023

Series 7TO - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Arsenault.
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