Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Arnold Bucklin has been in the financial industry since 1999. Thomas is currently a registered representative with Cambridge Investment Research Advisors, Inc. and has been with the firm since 2010. Thomas has held previous registrations with National Planning Corporation and 1717 Capital Management Company. Thomas is registered with the Securities and Exchange Commission (SEC) and is a member of the Financial Industry Regulatory Authority (FINRA). Thomas has a strong track record of providing financial advice to individuals and families. Thomas is committed to providing his clients with the highest level of service and personalized attention.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
VA
04/01/2019 - Present
Cambridge Investment Research Advisors, Inc. (Newport News VA)
VA
06/28/2007 - 08/03/2010
NATIONAL PLANNING CORPORATION (GRAFTON VA)
VA
04/21/2006 - 06/20/2007
NATIONAL PLANNING CORPORATION (GRAFTON VA)
DE
02/02/2006 - 05/11/2006
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
DE
03/19/2004 - 01/25/2006
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
MO
07/21/1999 - 03/29/2004
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 10/31/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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