Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Archie is a financial professional with over 20 years of experience in the industry. Thomas is currently registered with Citizens JMP Securities, LLC in North Carolina. Thomas has previously worked at REGIONS SECURITIES LLC, UBS SECURITIES LLC, SG COWEN SECURITIES CORPORATION and FIRST UNION CAPITAL MARKETS CORP. Thomas holds the following licenses: Series 63, Series 79TO, SIE and Series 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
08/21/2024 - Present
Citizens JMP Securities, LLC (CHARLOTTE NC)
NC
02/13/2023 - 05/29/2024
REGIONS SECURITIES LLC (Charlotte NC)
NY
04/18/2000 - 08/18/2005
UBS SECURITIES LLC (NEW YORK NY)
NY
10/28/1998 - 05/05/2000
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NC
09/29/1995 - 10/02/1997
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
BC
Issued 03/03/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/13/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/13/2022
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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