Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Aquinas Taormina is a financial advisor with over 39 years of experience in the financial services industry. Thomas is currently registered with Wells Fargo Clearing Services, LLC, in Port Jefferson, New York, and holds Series 7 and 63 licenses. Previously, Thomas was affiliated with UBS Financial Services Inc., Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Citigroup Global Markets Inc., Prudential Securities Incorporated, First Investors Corporation, and Blinder, Robinson & Co., Inc. Thomas has a strong background in financial planning, portfolio management, and investment consulting. He has worked with a wide range of clients, including high-net-worth individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
11/19/2021 - Present
Wells Fargo Clearing Services, LLC (PORT JEFFERSON NY)
NY
06/11/2012 - 12/15/2021
UBS FINANCIAL SERVICES INC. (MELVILLE NY)
NY
06/01/2009 - 07/09/2012
MORGAN STANLEY SMITH BARNEY (JERICHO NY)
NY
06/08/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (JERICHO NY)
NY
10/11/1999 - 06/21/2007
CITIGROUP GLOBAL MARKETS INC. (HAUPPAUGE NY)
NY
08/02/1984 - 09/30/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
01/19/1983 - 03/21/1985
FIRST INVESTORS CORPORATION
NA
01/19/1983 - 07/30/1984
BLINDER, ROBINSON & CO.,INC.
BC
Issued 02/15/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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