Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Aquinas Lang is a financial advisor with over 40 years of experience in the industry. Lang is currently registered with MML Investors Services, LLC and has been with the firm since November 1, 2011. Lang has worked with a variety of clients including corporations, individuals, and pension and profit-sharing plans. Lang has been registered with the State of Florida since November 1, 2011. Lang is also registered with the Securities and Exchange Commission (SEC). Lang has been registered with the SEC since November 1, 2011. Lang holds a Series 7, Series 24, Series 55, Series 63, and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
FL
11/01/2011 - Present
MML Investors Services, LLC (TAMPA FL)
FL
06/23/2003 - 03/31/2010
GUNNALLEN FINANCIAL, INC (TAMPA FL)
FL
05/03/2002 - 09/27/2002
NEXTRADE (CLEARWATER FL)
WI
09/27/1991 - 09/26/2001
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NA
01/09/1990 - 10/11/1991
WILLIAMS SECURITIES GROUP, INC.
NA
06/06/1983 - 04/07/1990
DREXEL BURNHAM LAMBERT INCORPORATED
NA
04/12/1973 - 04/27/1983
M. A. SCHAPIRO & CO., INC.
BC
Issued 12/14/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/1984
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/09/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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