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Thomas Anzalone

Newmark Securities, LLC

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About Thomas Anzalone

Thomas Anzalone is a financial professional with over 25 years of experience in the industry. Thomas currently holds a Series 27 and is registered with Newmark Securities, LLC, GFI Securities LLC, FMX Execution, LLC, CF Secured, LLC, Mint Brokers, BGC Financial, LP and Cantor Fitzgerald & Co. Thomas has a strong track record of success in the financial services industry.

Firm Information

Thomas Anzalone is currently registered with Newmark Securities, LLC. Newmark Securities, LLC is a Limited Liability Company formed on April 17, 2020. The firm is registered in California, Georgia, Massachusetts, and New York and has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Anzalone’s Registration & Firm History

NY

04/20/2023 - Present

Newmark Securities, LLC (NEW YORK NY)

NY

07/22/2004 - 09/22/2022

AQUA SECURITIES L.P. (NEW YORK NY)

NY

06/27/2017 - 07/01/2021

SUNRISE BROKERS LLC (NEW YORK NY)

NY

11/05/2014 - 05/27/2020

CFWP SECURITIES, LLC (NEW YORK NY)

NY

07/22/2004 - 11/26/2008

BGC SECURITIES (NEW YORK NY)

NY

07/22/2004 - 11/26/2008

ESPEED BROKERAGE, L.P. (NEW YORK NY)

NY

08/22/2002 - 10/13/2006

CANTOR FITZGERALD SECURITIES (NEW YORK NY)

NY

07/22/2004 - 05/03/2006

CASTLEOAK SECURITIES, LP (NEW YORK NY)

NY

08/21/2001 - 07/29/2002

DAIWA SECURITIES AMERICA INC. (NEW YORK NY)

NY

09/22/1993 - 01/14/1999

DAIWA SECURITIES AMERICA INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/02/2001

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Thomas Anzalone. Review regulatory record here.
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