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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Anton Fons is a financial advisor registered with Ameriprise Financial Services, LLC in Katy, TX. Thomas has been in the financial services industry since May 1996 and holds licenses in the state of Texas, Indiana and several other states. His previous experience includes working for Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc. Thomas specializes in providing investment advisory services, asset allocation services, financial planning and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
10/05/2009 - Present
Ameriprise Financial Services, LLC (Katy TX)
TX
02/13/2009 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (HOUSTON TX)
TX
04/02/2007 - 02/17/2009
MORGAN STANLEY & CO. INCORPORATED (SUGARLAND TX)
TX
05/31/1996 - 04/02/2007
MORGAN STANLEY DW INC. (THE WOODLANDS TX)
IA
Issued 06/11/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/06/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2001
Series 3 - National Commodity Futures Examination
BC
Issued 06/21/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 05/30/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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