Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Anthony Wilson is a financial professional with over 17 years of experience in the industry. Thomas has been registered with Vanguard Marketing Corp. since 2006, a firm that is not currently registered as an investment advisor. Previously, Thomas was registered with MORGAN STANLEY DW INC. in New York. Thomas holds a variety of licenses including Series 4, 7, 24, 27, 31, 66, 99TO and SIE. Thomas has approved registrations in 53 states and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
10/27/2006 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
NY
09/02/2005 - 06/05/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 09/16/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/04/2018
Series 4 - Registered Options Principal Examination
BC
Issued 07/14/2016
Series 27 - Financial and Operations Principal Examination
BC
Issued 11/25/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 09/01/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Wilson is the right advisor for you? Invested Better is here to help.
