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Thomas Anthony Willenbring

Riversource Distributors, Inc.

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About Thomas Anthony Willenbring

Thomas Willenbring is a financial advisor at Riversource Distributors, Inc. Thomas has been in the industry since January 7, 2001. Thomas is licensed to provide financial advice in Minnesota. Thomas's previous experience includes working for Ameriprise Financial Services, Inc., Wells Fargo Advisors, LLC and Wells Fargo Investments, LLC.

Firm Information

Thomas Willenbring is currently registered with Riversource Distributors, Inc.. Riversource Distributors, Inc. is a corporation formed on December 9, 2005, and is registered to operate in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has been approved by the SEC and has been subject to two regulatory events and one arbitration claim.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Willenbring’s Registration & Firm History

MN

01/04/2016 - Present

Riversource Distributors, Inc. (Minneapolis MN)

MN

12/12/2011 - 01/20/2016

AMERIPRISE FINANCIAL SERVICES, INC. (Minneapolis MN)

MN

01/03/2011 - 11/07/2011

WELLS FARGO ADVISORS, LLC (MINNEAPOLIS MN)

MN

11/29/2010 - 01/03/2011

WELLS FARGO INVESTMENTS, LLC (MINNEAPOLIS MN)

MN

09/14/2006 - 10/19/2009

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

MN

06/17/2005 - 03/24/2006

WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)

PA

03/13/2002 - 06/22/2005

HARTFORD INVESTMENT FINANCIAL SERVICES, LLC (WAYNE PA)

MN

02/25/1999 - 12/31/2001

WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)

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Licenses & Designations

BC

Issued 03/31/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/11/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/30/2000

Series 7 - General Securities Representative Examination

BC

Issued 02/24/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Thomas Anthony Willenbring. Review regulatory record here.
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