Unclaimed
Thomas Tarabicos is a financial advisor with over 30 years of experience in the industry. Thomas is currently registered with Wells Fargo Advisors Financial Network, LLC and is licensed in several states including Georgia, Texas, and California. Thomas has held previous positions at several firms including Citigroup Global Markets Inc., A. F. Best Securities, Inc., and Lehman Brothers Inc. Thomas holds the Series 7, Series 24, Series 63 and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
08/29/2016 - Present
Wells Fargo Advisors Financial Network, LLC (ROSWELL GA)
NY
05/26/1994 - 12/13/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
FL
05/24/1991 - 06/03/1994
A. F. BEST SECURITIES, INC. (CORAL SPRINGS FL)
NY
04/26/1991 - 06/06/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NJ
01/31/1990 - 05/03/1991
THE G.M.S. GROUP, INC. (EAST HANOVER NJ)
NA
05/18/1989 - 02/27/1990
J. T. MORAN & CO., INC.
NA
02/28/1989 - 05/24/1989
U.S. ADVISORS, INC.
NA
01/06/1989 - 04/20/1989
HANIFEN, IMHOFF SECURITIES CORP.
NA
11/25/1987 - 01/18/1989
GRAYSTONE NASH, INC.
IA
Issued 12/19/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/08/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/06/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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