Unclaimed
Thomas Anthony Sconzo is a registered representative with LPL Financial LLC and has been in the financial services industry since August 15, 2003. Previously, Thomas worked for CUNA Brokerage Services, Inc., Chase Investment Services Corp., Merrill Lynch, Pierce, Fenner & Smith Incorporated and First Empire Securities, Inc. Thomas currently holds Series 63, 66, and 7 licenses, as well as the SIE designation. Thomas is active in New York, Connecticut, Florida, Montana, New Jersey, North Carolina, and Virginia. Thomas also holds an active Investment Advisor Representative registration in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/11/2021 - Present
LPL Financial LLC (MANORVILLE NY)
NY
12/08/2011 - 05/03/2021
CUNA BROKERAGE SERVICES, INC. (HAUPPAUGE NY)
NY
05/04/2007 - 12/01/2011
CHASE INVESTMENT SERVICES CORP. (WEST HAMPTON BEACH NY)
NY
09/25/2006 - 02/22/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RIVERHEAD NY)
NY
02/10/2003 - 06/23/2006
FIRST EMPIRE SECURITIES, INC. (HAUPPAUGE NY)
BOTH
Issued 12/28/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/28/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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