Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Anthony Saba is a financial advisor with over 30 years of experience in the financial services industry. Thomas is currently registered with Farmers Financial Solutions, LLC in Woodland Park, CO. Prior to joining Farmers Financial Solutions, LLC, Thomas was registered with UBS Financial Services Inc. in Colorado Springs, CO, Wedbush Securities Inc. in Denver, CO, Merrill Lynch, Pierce, Fenner & Smith Incorporated in Denver, CO, Charles Schwab & Co., Inc. in Westlake, TX, and Dean Witter Reynolds Inc. in Purchase, NY. Thomas holds Series 7, 9, 10, 31, 63, and 66 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
02/05/2016 - Present
Farmers Financial Solutions, LLC (WOODLAND PARK CO)
CO
04/16/2013 - 03/17/2015
UBS FINANCIAL SERVICES INC. (COLORADO SPRINGS CO)
CO
06/16/2009 - 01/28/2013
WEDBUSH SECURITIES INC. (DENVER CO)
CO
04/18/2006 - 06/16/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DENVER CO)
TX
03/25/1992 - 07/07/2005
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
10/17/1989 - 10/02/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/22/1989 - 10/24/1989
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 05/02/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/04/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/15/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/05/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 08/19/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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