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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Rocco is a registered investment advisor representative with Invesco Advisers, Inc. in Weston, MA. Thomas has been in the financial services industry since 2004 and has a broad range of experience. Thomas has passed Series 7, 31, 65, 66, SIE, and 79TO exams. Thomas has worked previously with ING FUNDS DISTRIBUTOR, LLC and Morgan Stanley DW INC. Thomas is registered with the states of Florida, Massachusetts, New Hampshire, Pennsylvania and Rhode Island. Thomas is a specialist in Investment Companies, Pension and Profit-Sharing Plans, State or Municipal Government Entities, Sovereign Wealth Funds and Foreign Official Institutions and other types of investments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Ia to canadian registered mutual funds; portfolio management for private funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
MA
11/23/2010 - Present
Invesco Advisers, Inc. (Weston MA)
CT
06/01/2005 - 09/06/2007
ING FUNDS DISTRIBUTOR, LLC (WINDSOR CT)
NY
08/30/2004 - 05/09/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 10/15/2007
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 09/17/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 08/28/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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