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Thomas Anthony Pugh

Pruco Securities, LLC

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About Thomas Anthony Pugh

Thomas Pugh is a financial advisor who has been in the industry since December 22, 2000. Thomas is currently registered with Pruco Securities, LLC and is a licensed representative in Georgia, New Jersey, Texas, and Virginia. Thomas has experience working with individuals, corporations, and trusts and estates. Previously, Thomas worked for Allstate Financial Services, LLC, State Farm VP Management Corp., and Morgan Stanley DW Inc. Thomas has a diverse background and has demonstrated the ability to serve a variety of clients.

Firm Information

Thomas Pugh is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Thomas Pugh’s Registration & Firm History

GA

07/11/2019 - Present

Pruco Securities, LLC (ATLANTA GA)

GA

05/19/2006 - 07/29/2019

ALLSTATE FINANCIAL SERVICES, LLC (ALPHARETTA GA)

IL

05/23/2003 - 05/04/2006

STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)

NY

06/16/2000 - 11/27/2002

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 07/17/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/20/2000

Series 31 - Futures Managed Funds Examination

BC

Issued 06/15/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Thomas Anthony Pugh. Review regulatory record here.
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