Unclaimed
Thomas Pugh is a financial advisor who has been in the industry since December 22, 2000. Thomas is currently registered with Pruco Securities, LLC and is a licensed representative in Georgia, New Jersey, Texas, and Virginia. Thomas has experience working with individuals, corporations, and trusts and estates. Previously, Thomas worked for Allstate Financial Services, LLC, State Farm VP Management Corp., and Morgan Stanley DW Inc. Thomas has a diverse background and has demonstrated the ability to serve a variety of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
GA
07/11/2019 - Present
Pruco Securities, LLC (ATLANTA GA)
GA
05/19/2006 - 07/29/2019
ALLSTATE FINANCIAL SERVICES, LLC (ALPHARETTA GA)
IL
05/23/2003 - 05/04/2006
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
NY
06/16/2000 - 11/27/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 07/17/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 06/15/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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