Invested Better
Unclaimed

Unclaimed

Unclaimed

Thomas Anthony Porretto

Nylife Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Thomas? Claim Your Profile

About Thomas Anthony Porretto

Thomas Anthony Porretto is a financial advisor with Nylife Securities LLC. Thomas has been in the securities industry since 2003. Thomas is registered with FINRA and the state of New York. Thomas holds Series 7, 24, 52TO, 53, and 63 licenses. Thomas's current branch office is located at 44 South Broadway in White Plains, NY.

Firm Information

Thomas Porretto is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Thomas Porretto’s Registration & Firm History

NY

11/12/2015 - Present

Nylife Securities LLC (WHITE PLAINS NY)

NY

05/02/2014 - 11/19/2014

NATIONAL SECURITIES CORPORATION (POUGHKEEPSIE NY)

NY

10/04/2001 - 11/22/2013

PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)

Not sure if Thomas Anthony Porretto is right for you?

Licenses & Designations

BC

Issued 03/30/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/07/2004

Series 53 - Municipal Securities Principal Examination

BC

Issued 09/18/2002

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/03/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Anthony Porretto.
Not sure if Thomas Anthony Porretto is right for you?