Unclaimed
Thomas Anthony Porretto is a financial advisor with Nylife Securities LLC. Thomas has been in the securities industry since 2003. Thomas is registered with FINRA and the state of New York. Thomas holds Series 7, 24, 52TO, 53, and 63 licenses. Thomas's current branch office is located at 44 South Broadway in White Plains, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/12/2015 - Present
Nylife Securities LLC (WHITE PLAINS NY)
NY
05/02/2014 - 11/19/2014
NATIONAL SECURITIES CORPORATION (POUGHKEEPSIE NY)
NY
10/04/2001 - 11/22/2013
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
BC
Issued 03/30/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/07/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/18/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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