Unclaimed
Thomas Anthony Pelino has been a registered representative for over 23 years, with experience in the securities industry since 1999. Currently, Thomas is registered with Fidelity Brokerage Services LLC. Prior to joining Fidelity, Thomas was registered with Charles Schwab & Co., Inc. and Vanguard Marketing Corporation. Thomas holds the Series 7, 6, 24, 63, SIE and 99TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NH
08/31/2022 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
AZ
03/09/2011 - 07/05/2022
CHARLES SCHWAB & CO., INC. (Phoenix AZ)
AZ
07/08/2008 - 12/09/2010
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
AZ
08/11/1999 - 05/14/2008
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BC
Issued 08/13/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/06/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2000
Series 7 - General Securities Representative Examination
BC
Issued 08/11/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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