Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Anthony Oneil is a registered investment advisor representative with Capital Client Group, Inc. Thomas has been in the securities industry since June 13, 1994, and has experience with various firms including Transamerica Capital, Inc., SunAmerica Capital Services, Inc., Fidelity Investments Institutional Services Company, Inc., and Safeco Securities, Inc. Thomas currently holds a Series 63, Series 65 and Series 26 licenses. Thomas's professional certifications include the Series 7TO and Series 6 licenses. He is licensed in Florida, Georgia and California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
07/18/2014 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
CO
01/09/2002 - 09/24/2002
TRANSAMERICA CAPITAL, INC. (DENVER CO)
NJ
09/18/2001 - 12/21/2001
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
RI
01/13/1999 - 09/14/2001
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
WA
11/24/1997 - 03/17/1998
SAFECO SECURITIES, INC. (BELLEVUE WA)
RI
05/06/1996 - 12/03/1997
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
MA
09/15/1993 - 04/29/1996
NEW ENGLAND FUNDS, L.P. (BOSTON MA)
NA
06/22/1993 - 09/15/1993
TNE INVESTMENT SERVICES CORPORATION
IA
Issued 07/18/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/10/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 11/24/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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