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Thomas Anthony Millin

Pruco Securities, LLC

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About Thomas Anthony Millin

Thomas Millin is a financial professional with over 30 years of experience in the industry. Thomas is currently registered with Pruco Securities, LLC and is located in Sarasota, Florida. He has previously held positions at WHITAKER SECURITIES LLC, BGC FINANCIAL, L.P., TULLETT LIBERTY SECURITIES LLC, THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C., TULLETT LIBERTY SECURITIES INC., LIBERTY BROKERS, CHAPDELAINE CORPORATE SECURITIES & CO, MKI SECURITIES CORP., CEDAR STREET SECURITIES CORP., and MABON, NUGENT & CO..

Firm Information

Thomas Millin is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Thomas Millin’s Registration & Firm History

FL

09/26/2023 - Present

Pruco Securities, LLC (Sarasota FL)

NJ

02/03/2021 - 09/30/2021

WHITAKER SECURITIES LLC (MANALAPAN NJ)

NY

09/28/2009 - 01/04/2021

BGC FINANCIAL, L.P. (NEW YORK NY)

NY

06/01/2006 - 10/26/2009

TULLETT LIBERTY SECURITIES LLC (NEW YORK NY)

NJ

01/30/2006 - 05/30/2006

THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C. (FLORHAM PARK NJ)

NY

10/02/1995 - 01/30/2006

TULLETT LIBERTY SECURITIES INC. (NEW YORK NY)

NY

11/15/1995 - 12/05/1996

LIBERTY BROKERS (NEW YORK NY)

NY

11/29/1991 - 09/05/1995

CHAPDELAINE CORPORATE SECURITIES & CO (NEW YORK NY)

NY

06/04/1991 - 11/08/1991

MKI SECURITIES CORP. (NEW YORK NY)

NY

04/30/1991 - 05/31/1991

CEDAR STREET SECURITIES CORP. (NEW YORK NY)

NA

05/21/1985 - 04/30/1991

MABON, NUGENT & CO.

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Licenses & Designations

BC

Issued 10/10/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/13/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/18/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Anthony Millin.
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