Unclaimed
Thomas McLaughlin is a registered representative with PNC Capital Markets LLC. Thomas has been in the securities industry since March 15, 2011. Thomas is registered with the Financial Industry Regulatory Authority (FINRA) and holds the following licenses: Series 7, Series 24, Series 63, and SIE. Thomas is registered in 45 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
03/16/2011 - Present
PNC Capital Markets LLC (PITTSBURGH PA)
BC
Issued 03/31/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/17/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas McLaughlin is the right advisor for you? Invested Better is here to help.