Unclaimed
Thomas McCarthy is a financial advisor with Packerland Brokerage Services, Inc. located in Schaumburg, Illinois. Thomas has been a registered representative since 1986 and has experience in the financial services industry. Thomas's expertise lies in helping clients with financial planning, pension consulting, and portfolio management. Thomas is also a registered representative in eight other states, including Arizona, California, Florida, Illinois, Maryland, Nevada, New Jersey and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
09/30/2005 - Present
Packerland Brokerage Services, Inc. (Schaumburg IL)
AZ
08/26/2004 - 10/03/2005
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
FL
10/16/2003 - 09/01/2004
HIGH MARK SECURITIES, INC. (LAKELAND FL)
DE
09/25/1993 - 11/14/2003
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
IL
10/05/1992 - 10/05/1993
DREHER & ASSOCIATES, INC. (OAKBROOK TERRACE IL)
NJ
06/08/1987 - 10/09/1992
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NA
08/19/1986 - 05/13/1987
DREHER & ASSOCIATES, INC.
BC
Issued 09/10/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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