Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Anthony Martin is a financial advisor with J.p. Morgan Securities LLC. Thomas has been in the financial industry since 2008. He is registered with both FINRA and the state of New York. He is a Series 7, Series 63, Series 66, and Series 24 licensed advisor. Previous firms Thomas has worked with include Charles Schwab, Northwestern Mutual Investment Services, Janus Distributors, and WFG Investments. Thomas's areas of specialization include financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
12/04/2023 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
CO
01/26/2018 - 01/20/2021
CHARLES SCHWAB & CO., INC. (Lone Tree CO)
CO
04/17/2017 - 01/22/2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (DENVER CO)
CO
08/16/2016 - 04/10/2017
JANUS DISTRIBUTORS LLC (DENVER CO)
TX
06/30/2015 - 06/22/2016
WFG INVESTMENTS, INC. (DALLAS TX)
NY
09/19/2013 - 07/15/2015
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
CO
08/05/2008 - 02/13/2013
CHARLES SCHWAB & CO., INC. (ENGLEWOOD CO)
BOTH
Issued 02/02/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/11/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/29/2022
Series 24 - General Securities Principal Examination
BC
Issued 11/29/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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