Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Lombardo is an Investment Advisor Representative at Robert W. Baird & Co. Inc., with over 30 years of experience in the industry. Thomas holds a number of licenses including Series 3, 5, 7, 15, 63 and 65. Thomas has been registered with the state of Washington and Texas since 2014, and has worked at several other firms including Wells Fargo Investments and MCADAMS WRIGHT RAGEN, INC. Thomas has a wide range of experience working with individuals, corporations and institutions and specializes in portfolio management. Thomas is also active in the community and serves as Board Chair of the World Affairs Council in Seattle.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WA
11/07/2014 - Present
Robert W. Baird & Co. Inc. (Seattle WA)
WA
10/01/2004 - 11/07/2014
MCADAMS WRIGHT RAGEN, INC. (SEATTLE WA)
CA
01/19/1989 - 10/12/2004
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
NA
07/22/1982 - 02/07/1989
SHEARSON LEHMAN HUTTON INC.
IA
Issued 04/10/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/26/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 06/27/1983
Series 5 - Interest Rate Options Examination
BC
Issued 01/17/1983
Series 3 - National Commodity Futures Examination
BC
Issued 07/17/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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