Unclaimed
Thomas Anthony Lacroix is a financial advisor currently affiliated with Allstate Financial Services, LLC and has been in the industry since November 1988. Thomas Lacroix is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to conduct business in Connecticut, Delaware, New Jersey and Pennsylvania. Thomas Anthony Lacroix holds the Series 6, SIE and Series 63 licenses. Thomas Anthony Lacroix was previously registered with Nationwide Securities, Inc. and Pruco Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
07/25/2006 - Present
Allstate Financial Services, LLC (Fairless Hills PA)
OH
10/21/2003 - 10/31/2005
NATIONWIDE SECURITIES, INC. (COLUMBUS OH)
NJ
02/17/1988 - 10/09/2003
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 08/23/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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