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Thomas Anthony Lacroix

Allstate Financial Services, LLC

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About Thomas Anthony Lacroix

Thomas Anthony Lacroix is a financial advisor currently affiliated with Allstate Financial Services, LLC and has been in the industry since November 1988. Thomas Lacroix is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to conduct business in Connecticut, Delaware, New Jersey and Pennsylvania. Thomas Anthony Lacroix holds the Series 6, SIE and Series 63 licenses. Thomas Anthony Lacroix was previously registered with Nationwide Securities, Inc. and Pruco Securities Corporation.

Firm Information

Thomas Lacroix is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Lacroix’s Registration & Firm History

PA

07/25/2006 - Present

Allstate Financial Services, LLC (Fairless Hills PA)

OH

10/21/2003 - 10/31/2005

NATIONWIDE SECURITIES, INC. (COLUMBUS OH)

NJ

02/17/1988 - 10/09/2003

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BC

Issued 08/23/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/12/1988

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Thomas Anthony Lacroix. Review regulatory record here.
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